RBC Wealth Management announced that it has added a financial advisor team with about $1.6 billion in client assets from Stifel Financial.

Financial advisors whose clients intend to pass on or inherit a business — as well as advisors hoping to attract such clientele — should be aware that most owners lack succession plans, according to a ...

The former advisor claimed that the firm terminated her based on an assistant’s false allegations and that it asserted false claims of policy violations as pretext for its actions.

Merrill Lynch has rolled out some tweaks to its Advisor Development Program, including a new client associate role within the program, executives for the firm said in a business update conducted ...

Morgan Stanley's E*Trade platform has completed the rollout of cryptocurrency spot trading that it began piloting in May, entering the field with fees rivaling those of its competitors.

President Donald Trump's directive to the Securities and Exchange Commission to eliminate quarterly reporting, which at first seemed to have the industry's support, is now facing serious backlash, ...

LPL Financial advisor, barred by the Financial Industry Regulatory Authority for allegedly soliciting millions of dollars in unapproved outside investments, has been censu ...

Swiss-based UBS is facing an uphill battle when it comes to competing for U.S. wealth business with its local rivals, but the company is determined to succeed in the long run, according to The ...

Wells Fargo's Wealth and Investment Management division had a robust second quarter, both in terms of financial metrics and advisor recruiting, executives for the firm said Tuesday.

LPL Snags $2.4B FA Team from U.S. Bank ...

The improved performance of international equities in recent years has spurred increased allocations to them as a source of diversification, but geopolitical risks and currency trends still pose ...