On July 8, users of Nasdaq’s Smarts software received an email. It said—not in these words—that the software had not been ...

SEC Rule 17a-4 appeared back on the SEC’s 2026 agenda two weeks ago. Some in the industry are hoping for relief, Reb writes.

An embryonic start-up is attempting to turn binary yes/no bets into the kind of rules-based benchmarks that made equity ...

The Japanese bank says Anthropic’s coding and productivity tool is effective at obtaining information but bucks compliance ...

Engineers at the firm are experimenting with harnessing the power of AI to improve data quality, and early results are ...

Agentic AI promises to transform the calculation of derivatives valuation adjustments (XVAs). But questions about model ...

Benchmarking study finds few banks review prompt logs systematically, with larger firms focusing on higher risk use-cases.

As M&A activity grows, Fenergo’s Tracy Moore writes on how to prioritize technological readiness and deal pay-off.

While those first two may be only wishful thinking from yours truly, the third is almost certain. The equity data plans (or the securities information processors, if we want to get technical) are ...

Only one in five banks use tools to formally monitor the effectiveness of the human-in-the-loop (HITL) controls they apply to ...

BlackRock Aladdin has expanded its Preqin benchmarks and indices solutions to give investors access to both reporting-grade ...

The market-leading technologies developed specifically for use by buy-side firms, designed to allow them to operate more efficiently, more transparently and more judiciously. Innovation and addressing ...