A recent study examined a transparent material used in high-impact applications such as helicopter windshields at the molecular level to measure its toughness. Researchers at the University of ...
FINRA is conducting a targeted review of member firm practices related to the supervision of non-principal protected “worst-of” structured notes over a look-back period of 2022 through the end of 2025 ...
The brokerage industry’s self-regulator is launching a so-called sweep exam looking at how firms are handling their compliance obligations on certain high-risk assets. Firms whose brokers advise their ...
Stifel Financial has reached a confidential agreement to settle with investors who won a Financial Industry Regulatory Authority arbitration award in early 2025 related to former Stifel broker Chuck ...
Consistent with its mission of investor protection, FINRA announced today that it will review firm practices regarding higher-risk structured products, specifically non-principal protected “worst-of” ...
Consistent with its mission of investor protection, FINRA announced today that it will review firm practices regarding higher-risk structured products, specifically non-principal protected "worst-of" ...
A federal judge released the note, which Jeffrey Epstein’s former cellmate said he found in a graphic novel. The New York Times has not authenticated that Mr. Epstein wrote it. By Benjamin Weiser Jan ...
When you’re looking for a convenient wrapper for a complex financial instrument, you don’t normally think about ETFs. But structured products that redeem automatically when certain conditions are met ...
Matt Levine is a Bloomberg Opinion columnist. A former investment banker at Goldman Sachs, he was a mergers and acquisitions lawyer at Wachtell, Lipton, Rosen & Katz; a clerk for the U.S. Court of ...
STS Digital said the platform offers institutional clients access to options-based strategies through predefined crypto investment products. Crypto derivatives firm STS Digital said on Wednesday it ...