LPL bought the $15 billion Florida-based OSJ as part of its strategy to fully acquire affiliated advisor platforms ...

There’s a longstanding tradition in the United States of valuing charitable contributions. Whether you want to benefit ...

RBC Wealth Management has lured a six-person team, KPM Wealth Advisory Group, from Stifel, Nicolaus & Company to its Dallas ...

Months after speaking with Carol’s family, I attended a private gathering of ultra-high-net-worth families in New York for ...

A financial controller coordinates advisors to ensure information flows seamlessly and decisions translate into action ...

Nearly half of workers say they cannot save for retirement as housing, healthcare and daily expenses take priority ...

State Street's SPYM ETF stands to gain $12 billion yearly from the new government-funded savings program for newborns ...

Miami's cost of living has surpassed New York's, making the Florida move less appealing for high earners seeking savings ...

Cetera's succession solutions attract advisors as the firm works with over 400 banks and credit unions nationwide ...

SEC ruling on dual-class shares may help ETFs overcome operational barriers that have limited their use in retirement plans ...

As Zephyr’s Market Strategist, Ryan Nauman provides thought-provoking analysis and research on market trends across asset classes, sectors, and regions to help empower better asset allocation strategy ...

Most RIAs can boast impressive growth in AUM without much effort. Wafting along on the happy updraft of ever-rising markets, an RIA could merely tread water and watch the firm “grow” over the past 15 ...